Financial Market Services

Legal Services Related to Securities:

• Providing documented legal advice on securities activities (stocks, units, sukuk, and related regulations).

Legal Services for Listed Joint-Stock Companies:

• Provisions of the registration and listing rules, and ongoing obligations.
• Provisions of the Corporate Governance Regulations, drafting internal governance rules.
• Provisions related to the Market Conduct Regulations.
• Provisions related to the Merger and Acquisition Regulations.
• Legal services related to licensed persons companies, brokerage, provisions of the Licensed Persons Regulations.
• Anti-money laundering and counter-terrorism financing regulations.
• Provisions of the Investment Funds Regulations.
• Real Estate Investment Funds Regulations.
• Preparing fund terms and conditions memoranda.
• Market Conduct Regulations.
• Securities Business Regulations.

Legal Services Related to Securities Disputes:

• Providing legal advice on the dispute (civil, administrative, criminal) based on precedents from the Committee for the Resolution of Securities Disputes and the Appeals Committee. Understanding the Capital Market Law and its implementing regulations with a strategy for handling the issue and potential outcomes.
• Representation and litigation in securities disputes before the Committee for the Resolution of Securities Disputes.